Global Financial Regulation and Compliance

Catalog Search > Management & Business > FINA.6550

Note: This course is not available for the current semester.

Course No: FINA.6550; Last Offered: No Data;

Course Description

This course will provide an in depth survey of some of the major regulatory regimes within which the global financial services industry operates. Participants will learn the principles and techniques required to establish and maintain an effective compliance regime consistent with a strong ethical corporate culture. The course will rely upon examination of real-world examples; and, students will participate in a significant case study, requiring them to design an effective compliance program for a hypothetical firm operating in multiple jurisdictions.

Prerequisites & Notes

  • Prerequisites: FINA.6010 Corporate Finance, and Matriculated status in the MBA, or MSF, or MSA programs, or permission of the Graduate Program Director.
  • Special Notes:
  • Credits: 3;

Questions About This Course?

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